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Securities Regulation   Tags: securities stocks corporations  

Last Updated: Aug 7, 2014 URL: Print Guide RSS Updates

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Securities Regulation concerns efforts  to protect investors from fraud, particularly by mandating that investors have efficient access to risk and benefit investment information. Thus, securities law regulates brokers and traders, as well as seeks to protect the purchase, sale, and trade of securities. Topics include the creation of a security, security holder suffrage and other rights, securities distribution in capital formation, securities trading, and special liabilities associated with securities transactions.


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